Added huffman problems

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Mark 2024-04-23 11:46:39 -07:00
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@ -8,7 +8,7 @@
\usepackage{../../resources/macros} \usepackage{../../resources/macros}
\input{tikzset.tex} \input{tikzset.tex}
\usepackage{units}
\uptitlel{Advanced 2} \uptitlel{Advanced 2}
\uptitler{\smallurl{}} \uptitler{\smallurl{}}

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@ -241,4 +241,161 @@ As we've seen, it is fairly easy to construct a prefix-free variable-length code
Constucting the \textit{most efficient} prefix-free code for a given message is a bit more difficult. \par Constucting the \textit{most efficient} prefix-free code for a given message is a bit more difficult. \par
We'll spend the rest of this section solving this problem. We'll spend the rest of this section solving this problem.
\pagebreak
\remark{}
Let's restate our problem. \par
Given an alphabet $A$ and a frequency function $f$, we want to construct a binary tree $T$ that minimizes
\begin{equation*}
\mathcal{B}_f(T) = \sum_{a \in A} f(a) \times d_T(a)
\end{equation*}
Where...
\begin{itemize}[itemsep=1mm]
\item $a$ is a symbol in $A$
\item $d_T(a)$ is the \say{depth} of $a$ in our tree. \par
\note{In other words, $d_T(a)$ is the number of bits we need to encode $a$}
\item $f(a)$ is a frequency function that maps each symbol in $A$ to a value in $[0, 1]$. \par
You can think of this as the distribution of symbols in messages we expect to encode. \par
For example, consider the alphabet $\{\texttt{A}, \texttt{B}, \texttt{C}\}$:
\begin{itemize}
\item In $\texttt{AAA}$, $f(\texttt{A}) = 1$ and $f(\texttt{B}) = f(\texttt{C}) = 0$.
\item In $\texttt{ABC}$, $f(\texttt{A}) = f(\texttt{B}) = f(\texttt{C}) = \nicefrac{1}{3}$.
\end{itemize}
\note{Note that $f(a) \geq 0$ and $\sum f(a) = 1$.}
\end{itemize}
\vspace{2mm}
Also, notice that $\mathcal{B}_f(T)$ is the \say{average bits per symbol} metric we saw in previous problems.
\problem{}<hufptone>
Let $f$ be fixed frequency function over an alphabet $A$. \par
Let $T$ be an arbitrary tree for $A$, and let $a, b$ be two symbols in $A$. \par
\vspace{2mm}
Now, construct $T'$ by swapping $a$ and $b$ in $T$. Show that \par
\begin{equation*}
\mathcal{B}_f(T) - \mathcal{B}_f(T') = \Bigl(f(b) - f(a)\Bigr) \times \Bigl(d_T(a) - d_T(b)\Bigr)
\end{equation*}
\begin{solution}
$\mathcal{B}_f(T)$ and $\mathcal{B}_f(T')$ are nearly identical, and differ only at $d_T(a)$ and $d_T(b)$.
So, we get...
\begin{align*}
\mathcal{B}_f(T) - \mathcal{B}_f(T')
&= f(a)d_T(a) + f(b)d_T(b) - f(a)d_T(b) - f(b)d_T(a) \\
&= f(a)\bigl(d_T(a) - d_T(b)\bigr) + f(b)\bigl(d_T(b) - d_T(a)\bigr) \\
&= \Bigl(f(b) - f(a)\Bigr) \times \Bigl(d_T(a) - d_T(b)\Bigr)
\end{align*}
\end{solution}
\vfill
\pagebreak
\problem{}<hufpttwo>
Show that is an optimal tree in which the two symbols with the lowest frequencies have the same parent.
\hint{You may assume that an optimal tree exists. Check three nontrivial cases.}
\begin{solution}
Let $T$ be an optimal tree, and let $a, b$ be the two symbols with the lowest frequency. \par
If there is a tie among three or more symbols, pick $a, b$ to be those with the greatest depth. \par
Label $a$ and $b$ so that that $d_T(a) \geq d_T(a)$.
\vspace{1mm}
If $a$ and $b$ share a parent, we're done.
If $a$ and $b$ do not share a parent, we have three cases:
\begin{itemize}[itemsep=1mm]
\item There is a node $x$ with $d_T(x) > d_T(a)$. \par
Create $T'$ by swapping $a$ and $x$. By definition, $f(a) < f(x)$, and thus
by \ref{hufptone} $\mathcal{B}_f(T) > \mathcal{B}_f(T')$. This is a contradiction,
since we chose $T$ as an optimal tree---so this case is impossible.
\item $a$ is an only child. Create $T'$ by removing $a$'s parent and replacing it with $a$. \par
Then $\mathcal{B}_f(T) > \mathcal{B}_f(T')$, same contradiction as above. \par
\note{If we assume $T$ is a full binary tree, this case doesn't exist.}
\item $a$ has a sibling $x$, and $x$ isn't $b$. \par
Let $T'$ be the tree created by swapping $x$ and $b$ (thus making $a$ and $b$ siblings). \par
By \ref{hufptone}, $\mathcal{B}_f(T) \geq \mathcal{B}_f(T')$. $T$ is optimal, so there cannot
be a tree with a better average length---thus $\mathcal{B}_f(T) = \mathcal{B}_f(T')$ and $T'$
is also optimal.
\end{itemize}
\end{solution}
\vfill
\pagebreak
\problem{}
Devise an algorithm that builds an optimal tree given an alphabet $A$ and a frequency function $f$. \par
Then, use the previous two problems to show that your algorithm indeed produces an ideal tree. \par
\hint{
First, make an algorithm that makes sense intuitively. \par
Once you have something that looks good, start your proof.
} \par
\hint{Build from the bottom.}
\begin{solution}
\textbf{The Algorithm:} \par
Given an alphabet $A$ and a frequency function $f$...
\begin{itemize}
\item If $|A| = 1$, return a single node.
\item Let $a, b$ be two symbols with the smallest frequency.
\item Let $A' = A - \{a, b\} + \{x\}$ \tab \note{(Where $x$ is a new \say{placeholder} symbol)}
\item Let $f'(x) = f(a) + f(b)$, and $f'(s) = f(s)$ for all other symbols $s$.
\item Compute $T'$ by repeating this algorithm on $A'$ and $f'$
\item Create $T$ from $T'$ by adding $a$ and $b$ as children of $x$.
\end{itemize}
\vspace{2mm}
In plain english: pick the two nodes with the smallest frequency, combine them,
and add that into the alphabet as a \say{compound symbol}. Repeat until you're done.
\linehack{}
\textbf{The Proof:} \par
We'll proceed by induction on $|A|$. \par
Let $f$ be an arbitrary frequency function.
\vspace{4mm}
\textbf{Base case:} $|A| = 1$. We only have one vertex, and we thus only have one tree. \par
The algorithm above produces this tree. Done.
\vspace{4mm}
\textbf{Induction:} Assume that for all $A$ with $|A| = n - 1$, the algorithm above produces an ideal tree.
First, we'll show that $\mathcal{B}_f(T) = \mathcal{B}_{f'}(T') + f(a) + f(b)$:
\begin{align*}
\mathcal{B}_f(T)
&= \sum_{x \in A - \{a, b\}} \Bigl(f(x)d_T(x)\Bigr) + f(a)d_T(a) + f(b)d_T(b) \\
&= \sum_{x \in A - \{a, b\}} \Bigl(f(x)d_T(x)\Bigr) + \Bigl(f(a)+f(b)\Bigr)\Bigl(d_{T'}(x) + 1\Bigr) \\
&= \sum_{x \in A - \{a, b\}} \Bigl(f(x)d_T(x)\Bigr) + f'(z)d_{T'}(z) + f(a) + f(b) \\
&= \sum_{x \in A'} \Bigl(f'(x)d_{T'}(x)\Bigr) + f(a) + f(b) \\
&= \mathcal{B}_{f'}(T') + f(a) + f(b)
\end{align*}
Now, assume that $T$ is not optimal. There then exists an optimal tree $U$ with $a$ and $b$ as siblings (by \ref{hufpttwo}).
Let $U'$ be the tree created by removing $a, b$ from $U$. $U'$ is a tree for $A'$ and $f'$, so we can repeat the calculation
above to find that $\mathcal{B}_f(U) = \mathcal{B}_{f'}(U') + f(a) + f(b)$.
\vspace{2mm}
So, $
\mathcal{B}_{f'}(T')
~=~ \mathcal{B}_f(T) - f(a) - f(b)
~>~ \mathcal{B}_f(U) - f(a) - f(b)
~=~ \mathcal{B}_{f'}(U')
$. \par
Since $T'$ is optimal for $A'$ and $f'$, this is a contradition. $T$ must therefore be optimal.
\end{solution}
\vfill
\pagebreak \pagebreak